Nefedov, Sergey Alexandrovich. The origin of Russian absolutism in the context of the military revolution theory

Published Date:

For citation: Nefedov, Sergey Alexandrovich. The origin of Russian absolutism in the context of the military revolution theory, in Studia Slavica et Balcanica Petropolitana. 2022. № 2. Pp. 3-14. DOI https://doi.org/10.21638/spbu19.2022.201 

Title of the article The origin of Russian absolutism in the context of the military revolution theory
Authors

Nefedov, Sergey Alexandrovich – Dr. Sc. In History, Associate Professor, Chief Researcher, Institute of History and Archeology, Ural Branch of the Russian Academy of Sciences, Yekaterinburg, Russia, OrcID 0000-0003-0136-5020, Researcher ID Q-1642-2015, Scopus ID 40861593700, Spin-code 9830-0926; e-mail: This email address is being protected from spambots. You need JavaScript enabled to view it.

In the section  Commentarii / Articles
Year 2022 Issue 2 Pages 3-14
Type of article RAR Index UDK; BBK UDK 94(470)»15»:930.2; BBK 63.3(2)4 Index DOI https://doi.org/10.21638/spbu19.2022.201 
Abstract

The article is devoted to the interpretation of socio-political processes during the reign of Ivan the Terrible from the standpoint of the theory of military revolution. Following the well-known work of B. Downing, the author identifies ten stages in the evolution of the medieval monarchy to militarybureaucratic absolutism. Such cases are described in the history of the Scandinavian states. Further, the socio-political processes of the times of Ivan the Terrible are analyzed from the point of view of their correspondence to the distinguished steps. It is concluded that these processes follow the scheme of B. Downing. The starting point of development is the medieval monarchy, in which the power of the suzerain is limited to assemblies (conditionally, «parliaments»), where aristocrats predominate, managing the resources of their land holdings. The military revolution downgrades the importance of chivalry and requires the creation of a large army of firearms-wielding mercenary infantrymen. Funding a new army requires a reallocation of resources to the detriment of the aristocracy. The «Parliaments» resist these demands, and a conflict ensues between the monarchs and the aristocracy. The new army ensures the victory of the monarchs. Monarchs abolish
«parliaments» or deprive them of real powers. The victorious monarchs subdue the nobility, take away some of its resources. Reforms are being carried out, a new financial system is being created. A new bureaucracy is being created, and commoners are recruited for positions. The nobility is trying to fit into these new structures by taking office positions. Taking into account the criticism of the concept of «absolutism» in the context of the possibility of informal compromises between the monarch and the aristocracy, the author confines himself to considering cases where such compromises obviously could not have happened, when the monarch completely subordinated the aristocracy. The author notes that this conclusion is preliminary, and the problem requires further detailed research.

Keywords absolutism, autocracy, military revolution theory, Ivan the Terrible, Boyar Duma, oprichnina, level of taxation, socio-political processes in Russia
Full text version of the article Article language  Russian
Bibliography

Abramovich, Gleb Vladimirovich. Gosudarstvennye povinnosti chastnovladel’cheskih krestyan severo-zapadnoy Rusi v XVI – pervoy chetverti XVII veka [State duties of privately owned peasants of northwestern Russia in the 16th – first quarter of the 17th century], in Istoriya SSSR. 1972. № 3. Pp. 65–84. (in Russian).

Al’shits, Daniil Natanovich. Nachalo samoderzhaviya v Rossii: Gosudarstvo Ivana Groznogo [The beginning of autocracy in Russia: The state of Ivan the Terrible]. Leningrad: Nauka Publ., 1988. 241 p. (in Russian).

Downing, Brian. The Military Revolution and Political Change. Princeton: Princeton University Press, 1992. 308 p.

Dunning, Chester. The Preconditions of Modern Russia’s First Civil War, in Russian History. 1998. Vol. 25. No. 1–2. Pp. 119–131.

Dunning, Chester; Smith, Norman. Moving Beyond Absolutism: Was Early Modern Russia a «Fiscal- Military» State?, in Russian History. 2006. Vol. 33. Issue 1. Рp. 19–44.

Erusalimskiy, Konstantin Juryevich. U istokov rossiyskoy politicheskoy kul’tury: S. O. Shmidt v osmyslenii absolyutizma [At the origins of Russian political culture: S. O. Schmidt in understanding absolutism], in Arheograficheskiy ezhegodnik. 2019. T. 1. № 1. Pp. 176–214. (in Russian).

Filyushkin, Aleksandr Ilyich. Pervoe protivostoyanie Rossii i Evropy: Livonskaya voyna Ivana Groznogo [The first confrontation between Russia and Europe: The Livonian War of Ivan the Terrible]. Moscow: Novoye literaturnoye obozreniye Publ., 2018. 320 p. (in Russian).

Henshall, Nicholas. The Myth of Absolutism. Change and Continuity in Early Modern European Monarchy. London: Longman, 1992. 256 р.

Jespersen, Leon. (ed.) A revolution from above? The power state of 16th and 17th century Scandinavia. Odense: Odense University Press, 2000. 383 p.

Korzinin, Aleksandr Leonidovich. O personal’nom sostave oprichnogo dvora Ivana Groznogo [On the personal composition of the oprichnina court of Ivan the Terrible], in Istoricheskiy format. 2016. № 4. Pp. 9–30. (in Russian).

Krom, Mihail Markovich. Gosudarstvo rannego Novogo vremeni: obscheevropeyskaya model’ i regional’nye razlichija [State of the early modern period: A pan-European model and regional differences], in Novaya i noveyshaya istoriya. 2016. № 4. Pp. 3–15. (in Russian).

Lind, Gunner. Military and absolutism: The army officers of Denmark-Norway as a social Group and political factor, 1660–1848, in Scandinavian Journal of History. 1987. Vol. 12. No 3. Pp. 221–243.

Lyapin, Denis Aleksandrovich. Ritualy vlasti: Ocherki social’no-politicheskoy istorii Rossii rannego novogo vremeni [Rituals of power: Essays on the socio-political history of Russia in the early modern period]. Moscow: Verstovoy Publ., 2014. 387 p. (in Russian).

Nefedov, Sergey Aleksandrovich. Istoriya Rossii: Faktorniy analiz [History of Russia. Factor analysis]. 2 vols. Moscow: Territoriya budushhego Publ., 2010–2011. T. 1. 376 p.; T. 2. 688 p. (in Russian).

Parker, Geoffrey. The military revolution: Military innovation and the rise of the West, 1500–1800. New York: Cambridge University Press, 1988. 265 p.

Penskoy, Vitaliy Viktorovich. Velikaya ognestrel’naya revolyutsiya [The Great Firearms Revolution]. Moscow: Yauza Publ., 2010. 448 p. (in Russian).

Penskoy, Vitaliy Viktorovich; Penskaya, Tatyana Mihaylovna. Moskovskaya «nedotiraniya» rannego Novogo vremeni v sovremennoy istoriografii [Moscow “under-tyranny” of the early modern period in modern historiography], in Nauchniy rezul’tat: Social’niye i gumanitarniye issledovaniya. 2018. № 2. Pp. 18–32. DOI 10.18413/2408-932X-2018-4-2-0-2. (in Russian).

Poe, Marshall. The consequences of the military revolution in Muscovy in comparative perspective, in Comparative studies in society and history. 1996. Vol. 38. No.4. Pp. 603–618.

Roberts, Michael. Essays in Swedish History. London: Weidenfeld & Nicolson, 1967. 358 p.

Romanov, Maksim Juryevich. Strel’tsy moskovskiye [Streltsy Moscow]. Moscow: Gosudarstvennaya publi­chnaya istoricheskaya biblioteka Rossii Publ., 2004. 352 p. (in Russian).

Shmidt, Sigurd Ottovich. U istokov rossiyskogo absolyutizma: Issledovaniye social’no-politicheskoy istorii vremeni Ivana Groznogo [At the origins of Russian absolutism: A study of the socio-political history of the time of Ivan the Terrible]. Moscow: Progress Publ., 1995. 493 p. (in Russian).

Skrynnikov, Ruslan Grigoryevich. Velikiy gosudar’ Ioann Vasilyevich Grozniy [Grand Sovereign Ioann Vasilievich the Terrible]. 2 vols. Smolensk: Rusich Publ., 1996. (in Russian).

Upton, Anthony. Charles XI and Swedish Absolutism, 1660–1697. Cambridge: Cambridge University Press, 2006. 251 р.

Zimin, Aleksandr Aleksandrovich. Oprichnina Ivana Groznogo [Oprichnina of Ivan the Terrible]. Moscow: Mysl’ Publ., 1964. 535 p. (in Russian).

Zimin, Aleksandr Aleksandrovich. Reformy Ivana Groznogo: Ocherki social’no-ekonomicheskoy i politiches­koy istorii Rossii serediny XVI veka [Reforms of Ivan the Terrible: Essays on the socio-economic and political history of Russia in the middle of the 16th century]. Moscow: Socyekgiz Publ., 1960. 511 p. (in Russian).

Zolotuhina, Natalya Mihaylovna. Forma pravleniya v Rossii s serediny XVI do serediny XVII veka [Form of government in Russia from the middle of the 16th to the middle of the 17th century] in Platon. 2018. № 1. Pp. 38–45. (in Russian).

Tags: historiography, Russian Empire, military revolution, social history, COMMENTARII / ARTICLES, political culture, 16 century, Ivan IV the Terrible, NYEFEEDOV S. A.

  • Hits: 371